Investment Companies in New York, NY

For your safety and convenience, our clearing company is Pershing, a part of BNY Securities Group and a subsidiary of The Bank of New York which is a member of the New York Stock Exchange. In addition, securities and cash awaiting reinvestment held in custody by Pershing receive the best standards of account coverage in the marketplace today.

At Hallmark Investments. we currently have the products and services available to help with all of your investment and planning requirements. From simple asset allocation analysis to complex estate planning scenarios, our staff at Hallmark Investments is dedicated to assisting you realize your financial aims by delivering you with best quality investment products, comprehensive research, and personalized service.

Senior executives know that leveraging and protecting information is critical to their firm, and they are under increasing pressure to do more with less. That is why leading enterprises turn to Axis Technology, not only for our deep expertise and proven solutions, but for our clear and cost-effective methodology. At Axis, we know information is your most important business asset.

Ambac's principal operating subsidiary, Ambac Assurance Corporation, a guarantor of public finance and structured finance obligations. The Ambac Assurance financial guarantee is an unconditional and irrevocable pledge that investors will receive principal and interest payments in full and on time should the issuer of an Ambac-insured security default.

J Giordano Securities Group is an independent, privately-owned, full-service investment banking company dedicated to delivering a complete array of financial services to tiny-cap and middle market firms and unique investment ideas to our customers. We are committed to delivering objective, best quality equity and fixed income research to the institutional marketplace.

Hales & Company is one of the oldest and most experienced advisory and investment banking companies solely committed to the insurance industry. Founded in 1972, the company has evolved from its traditional roots in research to be one of the biggest investment banks specializing in assisting insurance agents and brokers, insurance firms, and related financial services businesses.

The information contained on this website is not, and should not be construed as, an providing of advisory services, or an offer to sell, or a solicitation to buy, any securities or related financial instruments or any other product. Any inquiry which may involve effecting or attempting to effect transactions in securities will not be made absent compliance with applicable federal and state law, as well as applicable broker-dealer, investment advisor, broker-dealer agent and investment advisor representative registration needs, law and regulations.

We serve our brokers and customers with distinction to enable them to concentrate on accomplishing their investment goals. Our company is built on superb service, commitment and honesty. The information disseminated on this website is not intended to solicit the purchase of any particular investment.

Shattuck Hammond Partners is an independent investment banking and financial advisory company with more than 40 investment banking specialists and offices in New York, San Francisco, Atlanta and Chicago.

VN Capital Management is a non-registered investment advisory company situated in New York, New York that was established in 2002 by P. Donnell Noone and James T. Vanasek. The company manages the VN Capital Fund I, LP, a Delaware based hedge fund that holds a concentrated portfolio of tiny-cap equities.

Ultimately, Griswold has built an outsourced trading desk for institutional investors. Our firm was established in 1988 by the McCooey family. Over the past two decades, Griswold has survived the many upheavals and dislocations experienced by many in the securities industry.

Our Mission MacKay Shields' goal is to help our customers in meeting their investment objectives by managing their assets within our proven, disciplined investment strategies. Each customer portfolio is the beneficiary of the highest level of excellence in both investment management and customer service.

LIPPERT/HEILSHORN & ASSOCIATES is a leading independent investor relations company. As IR specialists with over twenty five years of knowledge, we partner with public and soon-to-be public firms to create and support finest practices investor and media relations programs.

World-class advisory in the most complex and critical situations for corporations and institutional investors. Financing and liquidity solutions across the capital structure for corporations. Broadpoint.Gleacher is a public firm NASDAQ: BPSG with over 300 employees headquartered in New York City with offices in Atlanta, Arizona, Boston, Chicago, Florida, Greenwich, Los Angeles, New Jersey, San Francisco and Texas.

E1's goal is to consistently aid customers build and sustain wealth through skillful trading with a focus on short term rewards in volatile market conditions. Headquartered in 20,000 prime square feet on Wall Street, the company designs and implements disciplined investment strategies suited to the unique aims of its customers.

For more than 30 years TCR has been investing in a huge range of industries, including industrial manufacturing, distribution, apparel, publishing, services and retailing. Our investment focus is on businesses that are substantially underperforming their potential.

NVC is a tiny business investment firm licensed by the Federal Government under the Small Business Investment Act of 1958. The firm was organized in 1980 as EAB Venture Corp., and operated until early 1988 as a wholly-owned subsidiary of European American Bank New York.

SCIUS Capital Group is a privately-held, independent investment banking company headquartered in New York City. Founded in 2000, the Firm is a complete-service investment bank delivering Intellectual Property Commercialization, M&A, Strategic/Advisory and Transactional services.

The material on this website has been prepared by Jefferies Capital Partners. This material is offered for informational purposes only and is not an offer or solicitation of any investments or investment services. Not all investments or investment services are available in all US states.

At Olympia Asset Management, Ltd. it is not only the array of products and services available that is significant to us. The company's committment to reach your financial mission is equally significant to us. We build an alliance with our customers built on trust, mutual confidence, individual services and institutional resources.

Kelso & Company, one of the oldest and most founded companies specializing in private equity investing, has been involved in leveraged acquisitions both as principal and as financial advisor since 1971. The Firm makes equity investments on behalf of investment partnerships, which it manages.

Mercer Capital, LTD. was set up as a diversified financial services firm, to handle the requirements of customers across the US, and around the world and supply full-service securities brokerage services for investors. We provide the full array of investment banking services. We take an industry-focused approach, and complement this targeted expertise with transactional experts.

Neville, Rodie & Shaw. is a registered investment advisory company located in New York City. NRS was established in 1933 as one of the nation's 1st investment management companies and manages long-only separate accounts for investors seeking professional guidance in achieving wealth protection and enhancement.

The Cheshire Group is a real estate investment firm specializing in New York metro-area multifamily properties. Cheshire owns and operates rent regulated apartments, market rate rentals, and co-operatives and condominiums provided for sale.

Founded since 1971 Colonial Securities., a complete service discount brokerage, has been in the business for over three decades. We build our business on client service and reliabilty. We are dedicated to excellence in our industry. ACCOUNT PROTECTION Colonial Securities. is a member of the Financial Industry Regulatory Authority FINRA and SIPC.

Gruss & Co. is a privately owned merchant bank established in 1940 and represents the financial interests of the Martin D. Gruss family and its partners. The company is one of the oldest and most experienced participants in U.S. and European arbitrage. Through Gruss Asset Management, L.P., a Registered Investment Advisor with the Securities and Exchange Commission SEC and Gruss Asset Management LLP, adjusted by the Financial Services Authority FSA, we provide investment advisory services in arbitrage, distressed markets, long/short value and event driven investing to high net worth individuals and institutions.

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Abel/Noser offers institutional investors goal-oriented trading, trade cost measurement and low commission rates to assist our customers improve their investment performance. Rated one of the top five specialty brokers in 2008 by Pension & Investments magazine.

Ansbacher Investment Management. AIM is one of the biggest companies in America devoted exclusively to writing options as the principal source of generating income. Established in 1995, its customers include a huge range of investors, from high net worth individuals to family offices to major institutions which are situated throughout the US and overseas.

Since inception through the present time, we currently have endeavored to put customers' interest 1st by our dedication to their financial success. Today we serve a diverse customer universe with investment advisory and complete service brokerage for individuals as well as institutions.

Our overriding investment objective is, in close partnership with our customers, to preserve and grow the assets of our customers with the same care as was applied in building them. Es ist unser Ziel, das Kapital unserer Kunden mit der gleichen Sorgfalt zu erhalten und zu vermehren, wie es geschaffen wurde.

Grandwood Securities is an independent investment banking company serving middle market firms. Throughout every assignment, we maintain an unwavering dedication to serving the requirements of our customers.

In the eight decades since Roscoe C. Ingalls and John T. Snyder established this company, countless investment companies our size have been absorbed by major national organizations. Ingalls & Snyder, on the other hand, has remained independent. We have managed the company in a highly conservative manner in order to finest serve our customers interests and are proud that our approach and philosophy have enabled us to avoid the problems so often reported during periods of market instability.

Sperry, Mitchell & Company is one of the nation's most active investment banking companies specializing in middle market mergers & acquisitions. Sperry, Mitchell & Company is exclusively committed to advising mid-sized private firms seeking to sell, merge or recapitalize. A Principal of our company is involved in every kind of every customer engagement from the beginning to close.

As a higher-end investment choice, M & R Capital supplies professional investment management on an personal account basis. You receive the benefits of owning securities directly coupled with the advantages of having a dedicated portfolio director. Working with you and your financial consultant, M&R Capital manages your portfolio as a distinct and separate entity.

We supply a array of solutions to assist you service your customer and expand your businessall with a can-do attitude, deep industry experience and a strong desire to partner with our customers. Our goal is to become the world's finest firm of its kind: a fusion of smart specialists, a robust range of services and products, and state-of-the-art technology, all governed by a customer-1st style of doing business.

Auerbach Grayson's top stocks picks, updated at the launch of each month. Companies, Not Countries The local color we bring to international investing supplies the bottom-up tools to pick firms rather than countries. Upcoming Management and Analyst Roadshows Bottom-up, idea driven, agency only - We do not carry positions.

We supply liquidity to private equity investors throughout the world, tailoring each of our transactions to the requirements and priorities of personal sellers. For investors in private equity funds institutions, family offices, individuals we supply the possibility to liquidate investments prior to maturity.

The Bryant Group was established in 1996 to supply investment advice and services to many underserviced communities. The Bryant Group supplies services for individuals, organizations and institutions. We manage both equity and fixed income portfolios that serve the requirements of our customers. We succeed for our customers because we do more listening than talking or selling.

Campbell Lutyens is a leading advisor in private equity and infrastructure. The company has since 1988 founded a leading position as an advisor to general partners, financial institutions, institutional investors and government organisations in the development of their private equity businesses and investment programmes.

Cambridge International Partners, established in 1989, supplies transactional, financial and strategic advice to the financial services industry, helping US and foreign customers originate, structure and negotiate sales and divestitures, acquisitions, mergers, recapitalizations, and strategic alliances. We work in the US and internationally on both residential and cross-border assignments.

BDS Advisors is a private investment fund director specializing in financial and commodity derivatives trading strategies. As with any high-return seeking alternative investment strategy, volatile returns and risk of a substantial loss must be accepted.

SPP Capital Partners is an investment bank specializing in the private placement of senior debt, mezzanine debt and equity capital. At SPP Capital, we combine integrity, commitment, knowledge and creativity to assure our customers the highest possible private financing solution.

Mezzacappa Management is an alternative asset management Firm established in 1999. We supply alternative investment solutions to corporate and public pension funds, Taft-Hartley plans, endowments, foundations, family offices and high net worth customers.

Is a leading investment bank committed to delivering high-end corporate finance services to middle market firms in North America and Europe. FCA generally looks to undertake more complex assignments involving highly tailored financial structures, addressing a broad array of business requirements and special situations.

We aim to preserve and create wealth for customers by adhering to a disciplined fundamental, value-driven approach and by limiting investment risk. We are guided by one proven value philosophy, which focuses on the power of a firm's balance sheet and the discounted price of its securities.

Wand Partners is an active private equity sponsor and investor, focused on specialty financial services. In all of our investments, database analysis and feed-back driven decision-making are central to the management's approach to business. Wand is a disciplined, value-oriented investor that actively seeks to add value to portfolio firms.

We're an asset management company established on an innovative philosophy: an intellectually rigorous and disciplined blend of quantitative and fundamental investment research will produce superior stock range.

XECapital Management is an independent asset management and specialized structured finance company with a focus on complex financial transactions, alternative assets and related derivatives, and certain other structured financial products. The XE staff consists of financial industry innovators with a consistent track record of building successful and pioneering businesses.

There is no one in the business like them. They know this space cold, their commercial instincts are impeccable, and their standard of service is exemplary. Gruppo, Levey & Co. GLC is a leading independent private investment banking company specializing in the user, industrial, media, multi-channel retail & marketing services sectors.

Established in 1982, VCFA Group purchases interests in existing venture capital, leveraged buyout and mezzanine funds. VCFA purchases direct secondary interests in private firms. VCFA Group supplies liquidity to banks, endowments, corporations, insurance firms, pension funds, personal investors, as well as to private equity funds.

Cohen Capital Group is the biggest Designated Market Maker DMM company on the NYSE Amex. We have a long history of providing market excellence and superior service to our customers and have consistently gained top ratings from our former American Stock Exchange floor community. Cohen's management staff brings decades of knowledge to the company and is recognized as an industry leader.

UBP Asset Management UBPAM is a leader in the alternative investment management industry and specializes in managing and advising on fund of funds products and institutional customized solutions. Headquartered in New York City, UBPAM has been a Registered Investment Advisor since 1999.

Angelo, Gordon & Co. is a privately-held registered investment advisor committed to alternative investing. We seek to generate absolute returns with low volatility by exploiting inefficiencies in selected markets and capitalizing on situations that are not in the mainstream of investment opportunities.

W Capital Partners is a private equity fund that acquires portfolios of direct private equity and venture capital investments in the secondary market. Since 2001, W Capital has become a major participant in delivering private equity companies, financial institutions and corporations with a liquidity alternative for their private equity investments.

Established in 1998, Trillium Medical Ventures supplies professional life sciences consulting services to both private and corporate customers particularly interested in investing in emerging life science technologies.

It was set up in 1954 as the successor to a company founded twenty five years earlier to advise the endowment funds of Princeton University and Swarthmore College. We still proudly serve those customers. Bristol, as we're known, concentrates on tax-exempt portfolios, with our primary emphasis being endowments and foundations. We are deliberately a tiny company, owned 100% by our partners.

This presentation doesn't constitute an providing of securities by Adirondack Capital Management. Adirondack, nor any of its affiliates. Any such providing will be made solely to accredited investors pursuant to the terms of a definitive Confidential Private Placement Memorandum of each Fund the Memorandum.

Murphy & Partners is a private equity investment company focused on the smaller end of the middle market. The company consists of three partners with extensive knowledge in organizing, structuring, and managing private equity fund investments. We have worked together in various capacities for almost 30 years, investing in, developing, operating, and financing a huge range of firms.

MTS HEALTH PARTNERS, L.P. is one of the preeminent healthcare merchant banks, delivering strategic advisory and capital raising services as well as private equity capital to firms in the global healthcare industry. MTS HEALTH INVESTORS makes equity investments in operating firms within services sectors of the healthcare industry.

Murdock Capital Partners Corp. Murdock Capital is a private merchant banking company delivering corporate finance and financial advisory services. Murdock Capital acts as financial intermediary and/or principal for medium and tiny size firms and advises its corporate customers on all kinds of investment banking, including mergers and acquisitions, private and public financing, management buy-outs and corporate divestitures.

Yesterday's minor turbulence notwithstanding, the market has been climbing steadily skyward on the thermals of rising economic indicators and investors who boarded the rally while the recovery was merely a rumor have reaped impressive paper gains. Lately it appears that even Mom and Pop are beginning to get off the tarmac.

Headquartered in New York City and London, the Dinosaur Group may just be the largest tiny financial services firm in the world. Not only do we currently have a presence on three continents but we supply services for institutions, funds and individuals; brokerage and asset management, corporate finance and research.

Considered a global source for equity IPOs, secondaries and convertible bond information, Triad continues to enhance the way in which our clients conduct business. While maintaining a global presence in today's marketplace, Triad integrates its New Issue Reports, with U.S. and International Equity Trading and Prime Brokerage clearing services.

Set up in 1995 and located in New York, ELCO Management Company offers investment solutions for high net worth individuals and institutions. Committed to consistently providing favorable returns for our customers, we base our investment decisions upon a research driven philosophy. ELCO looks to draw upon its management experience and expertise to capitalize on investment opportunities.

Established in 1992 by senior executives with entrepreneurial, line operating, and bulge bracket investment banking experience. During the month of August 2009, Avalon, as the sole placement agent, closed two registered direct offerings and another private investment in a public firm.

As of July 1, 2009, Scotsman Capital Management has combined with Douglass Winthrop Advisors, a company whose investment philosophy and customer-1st approach to business matches Scotsman's. Thanks again for your interest in Scotsman Capital, and we hope to hear from you at our new home!

Established in 1989, The Downing Group supplies Executive Search services to investment banks, private equity funds and hedge funds with a particular focus on the US and Emerging Markets. We recruit experienced financial specialists at the Analyst to Managing Director levels. Our Latin American sub-specialty continues to be particularly active in 2007.

Excludes Harbinger Capital Partners Funds, the management and control of which was transferred to their Senior Portfolio Manager, Philip A. Falcone, effective March 4, 2009. HMC and its affiliates will continue to supply administrative and operational support for the Harbinger funds, and will be available to supply investment advisory services upon request, pursuant to a transition services agreement.

Promotion - MG Financial gives credit for deposits via wire transfers and waives the service fees for deposits via PayPal. As a pioneer and innovator of the retail foreign exchange industry, MG Financial has long founded itself as the premier supplier of online trading services within the foreign exchange market, serving customers since 1992.

We invest with outstanding operators to build the next generation of leading middle-market media firms in North America and Europe. Our deep operating experience coupled with our extensive transactions accelerate value both organically and through strategic add-on acquisitions.

Do you have the time and resources to understand the expectations of your high net worth customers while trying to grow your practice at the same time? Let Fortigent help you on your trek through High Net Worth country. Do you have a proven track record of attracting and servicing high net worth customers, but seek a partner with the tools and resources to assist you build your business?

KPS invests in firms challenged by the need to effect immediate and significant change. August 26, 2009 KPS Capital Partners, LP portfolio firm Hephaestus Holdings. signs asset purchase agreement to acquire certain assets of Formtech.

I hereby certify that I am i an associated person of an investment adviser that is registered with the U.S. Securities and Exchange Commission SEC pursuant to the Investment Advisers Act of 1940 or ii a registered representative of a broker-dealer registered with the SEC pursuant to the Securities Exchange Act of 1934. You are already registered for access to our Financial Professional site.

Our focus is on founder- and family-owned firms and corporate divestitures that have - or are poised to achieve - a leading position in their niche or industry. Our Mission is to transition firms to significantly higher growth and profitability, and to generate superior returns for investors and management-staff partners.

In March of 2000, Steve Tananbaum, the Head of the High Yield and Hedge Fund groups at a major asset management firm, joined with Partners Steve Shapiro and Leon Wagner to begin a new firm committed to managing leveraged loans, high yield bonds, distressed assets and equities in hedge funds and structured funds.

Chairman Scott Mathis outlines DPEC's unique approach within the private equity arena. Diversified Private Equity Corporation DPEC Partners is an integrated firm whose affiliated firms, InvestBio and InvestProperty Group, have created several investment opportunities for investors.

Applying these principles, BHC has gained an enviable reputation for delivering discreet and best quality professional services to its corporate customers, investors and referral sources.

Our Mission Making the correct choices in today's financial markets requires experience, integrity and vision. Meyers Associates, L.P. is a complete-service Investment Banking and Securities Brokerage company committed to delivering our customer audiences with high-quality financial services and advice.

Conduct Capital Management is set up in 2004 as a quantitative investment advisor. Our goal is to achieve high absolute returns by exploiting short term opportunities in liquid markets. We utilize state-of-the-art proprietary quantitative models based on sophisticated econometric techniques.

Only 5% of the population are financially independent at age sixty five. Get a free Book : The Warren Buffett Way Just call and ask for it. Yes, it is really free to the 1st 100 people who reply. Listen closely to what people say and repeat valuable information over and over to yourself until you know it cold. Your mind is your most valuable asset.

The Permal Group, one of the oldest and biggest alternative asset management companies, supplies investment opportunities in directional and absolute return strategies across global financial markets. Permal offers access to independent investment managers worldwide through its multi-director and single director funds, separate accounts, and participation in structured products.

Fenway invests in businesses that possess fundamental strengths that supply both stability and significant upside opportunity, but are performing at levels below their highest potential. Fenway works in partnership with management to leverage its accumulated experience, industry-specific experience and network of value-added resources to aid businesses enhance their performance and achieve their highest potential.

Since 1971, Towneley Capital Management., an SEC-registered independent investment advisory company, has offered investment counseling, asset management and financial planning services to 100's of personal and institutional customers on a fee-only basis.

The company's goal is to bring partnership, knowledge and value creation to each investment. By teaming up with strong management, Wellspring is capable to unlock underlying value and pursue new growth opportunities through strategic initiatives, operating improvements and add-on acquisitions.

Meridian's funds-of-hedge funds have been established for astute investors seeking superior performance in today's complex global financial markets. Our funds-of-hedge funds are able to supply investors a sophisticated, multi-strategy, multi-director program designed to achieve an optimal balance of upside return potential, and most importantly, downside protection.

We realize that anyone can say it, but only we currently have the factual reasons and internal structural differences that make it true. To explain why, let us start with a brief explanation of the municipal bond market in general. As specialists in municipal bonds for the personal investor, Stoever Glass account representatives are frequently asked questions concerning tax-exempt trusts-or municipal bond funds as they are more often called.

The company's tradition and commitment are for an intense and close service relationship with its customers and for in-depth, rigorous, and objective analysis. To each corporate finance problem and challenge, Seidman brings more than three decades of analytic and transaction knowledge in the securities markets and huge ranging corporate and institutional investment relationships.

Brinson Patrick Securities Corporation has honed its expertise through well over a decade of cost-effectively raising equity capital for issuers seeking increased control and flexibility over the capital raising process. With experience across industries and a focus on life science and real-estate related businesses, Brinson Patrick is a proven boutique investment bank that works exclusively with issuers to raise equity capital with little or no impact on stock price.

Who We Are & What We Offer: Established in 2000, The Private Equity Finance Institute PEFIN is one of the oldest and most sophisticated financial training programs in the world, providing specialized instruction in the areas of principal investing and investment banking.

Your insights and comments are incredibly informative and helpful. I realize this is a moment when you were possibly hoping for loads of communications from me with regard to many of the current events that are transpiring around certain Colony investments.

Dewey Devlin & King DDK a boutique investment banking company established in 2005 by Tom Dewey, Anne Devlin and Rochelle King to supply sophisticated investment banking services to life sciences, medical technology and health care firms, as well as emerging growth and middle market firms in other industries.

This issue includes information about an SRI initiative to stop child labor in the cotton industry in Uzbekistan, CBIS' new transfer agent and market commentary from Frank Haines. A Tale of Two Markets: Commentary from CIO Frank Haines While the economy appears to be pulling out of the recession, significant risks may limit the upside to any recovery, according to Chief Investment Officer Frank Haines.

You should consider the investment objectives, risks, charges and expenses of a mutual fund carefully before investing. Read the prospectus carefully before investing. In connection with the acquisition and, as applicable, with the approval of shareholders of the Seligman Funds, RiverSource Investments became the investment director or advisor for all Seligman Funds and other customer accounts previously managed or advised by Seligman.

Established in 1988 Optima Fund Management, an SEC-registered Investment Adviser, specializes in selective hedge fund investments. The company provides a array of advisory services, personal hedge funds and multi-director hedge fund programs. Assets under management are primarily from institutional investors but include family offices and sophisticated high net worth individuals as well.

A successful IR program begins with a true Partner... At Wolfe Axelrod Weinberger, our Partners are truly your partners. We are driven every day to fulfill a fundamental promise to our customers: the company's senior Partners are intimately and actively involved in managing each customer's account. For us, that commitment is a daily reminder of the overall philosophy by which we operate.

Financial markets are dynamic in every sense of the word. Economic events may be predictable, but market reactions to them are not. Fear and greed, after all, defy analysis. History lends guidance but not answers. In any investment climate, two qualities are essential in navigating the dynamics of the marketplace and producing investment performance: knowledge and discipline.

Apache Capital Management is a New York based financial institution with two lines of business, investment management, and portfolio consulting. Apache manages customer capital invested in funds or managed accounts, as a registered CPO and CTA. Apache's primary portfolio consulting work consists in building, hedging, and restructuring investment portfolios.

Muzinich is a global institutional asset director specializing in high yield bond portfolios and other credit-oriented strategies. Our product providing encompasses high yield bond portfolio management, levered and unlevered bank loan funds, alternative long/short credit strategies and specialized investment grade strategies.

Watch Bloomberg TV Story: Managed Futures Secure Position in Diversified Portfolio Vision is glad to say that we're featured on Bloomberg News along with John W. Henry & Company. The video discusses the substantial growth of the managed futures industry and includes comments from Howard Rothman, President of Vision, and Kenneth S. Webster, President of John W. Henry & Company.

Fremont Realty Capital is beginning its 2nd decade of value-creation through investments in non-traditional and traditional real estate sectors, both domestically and abroad. Our success results from a disciplined investment strategy, enduring relationships with committed operating partners, and the collective knowledge of the Firm's principals.

Galloway Capital Management Galloway manages and invests the capital of ist various funds in turnaround opportunities of publicly traded securities that are expected to generate superior returns. STEP's target investments are in fundamentally sound firms that we believe are currently undervalued due to a mixture of business, market and financial challenges.

Corporate Mission: Our mission at R. H. Barsom Company, is to increase investment in select undervalued firms. We work intensively with our portfolio firms to grow market capitalization, increasing qualified investor interest through our proprietary strategic corporate promotion process.

Federated's mutual funds, IRAs and 401 k products plus the latest financial news, calculators, a fund tracking tool and educational content about investing with a World Class Investment Manager. Mutual funds, retirement products, managed accounts and variable annuities for brokers, financial advisors and planners, CPAs and trust specialists.

Central Securities Corporation has since October 1, 1929, operated as a closed-end investment firm with the primary objective of growth of capital. Our common stock is traded on the NYSE-AMEX under the symbol CET.

Cohen & Steers is a director of income-oriented equity portfolios specializing in U.S. and international real estate securities, huge cap value stocks, listed infrastructure and utilities, and preferred securities. The firm manages alternative investment strategies such as hedged real estate securities portfolios and private real estate multimanager strategies for qualified investors.

Through our extensive financial resources and broad network of industry experts, we're able to provide our firms total financial sponsorship, critical strategic support, and business development assistance. Our operational background is a distinguishing factor giving ComVest the clear edge in generating superior returns in an increasingly competitive market place.

Bristol expands healthcare financing and research services. Bristol Capital Partners invests in high growth private and public firms. Bristol's President, Alan Donenfeld discusses Bristol's financing solutions for public firms. Alan Donenfeld gifts our corporate financing services. All securities are provided through Bristol Investment Group., Member FINRA and SIPC.

Barker Capital is a media-focused investment banking and merchant banking company, established in 2002, which brings high-quality, specialized services to underserved media firms. Barker Capital's expertise extends to broadcast radio and television and related content, filmed and musical entertainment, publishing, out-of-home advertising, business services and other advertising-related media.

F RandallSmith, Terence Greene, and Jim Magid formed Capital Counsel, a registered investment adviser, in July 1999 after over a decade of collaborating successfully on investments. The company was established on the belief that thorough fundamental investment research can produce superior long-term investment returns, while avoiding risk of serious loss.